The Broker Dealer and Investment Adviser Surety Bond is required by the South Carolina Securities Commissioner. This Bond guarantees that the applicant will comply with all applicable provisions of, and orders, riles and regulations used pursuant to, the applicable securities statutes of the particular states, commonwealths or territories in which the applicant (Principal) is registered as either a broker-dealer or investment adviser. To learn more, please visit the South Carolina Attorney General website.
Call us at (855) 952-6633 to speak with a Surety Bond Expert
What happens after I apply online for my Surety Bond?
Step #1: A Surety Bond underwriter will immediately review your application, if it has been fully completed.
Step #2: A friendly Surety Bond expert will reach out to you to explain your quote or request additional information.
Step #3: Once you accept your quote and pay any premium due, your Surety Bond will be issued and delivered immediately.